Controls & Compliance

Internal controls framework, audit trail, and regulatory compliance

7/8
Controls Effective
88%
Last 30 days
Audit Events (30d)
6
Action needed
Urgent Compliance
1
Annual audit
Next Audit
Feb 15
Internal Controls Matrix88% effective
Control NameOwnerFrequencyStatusLast TestedNext Test
Bank ReconciliationLisa ParkMonthlyeffective2026-05-052026-06-05
Revenue Recognition ReviewJames WrightMonthlyeffective2026-05-082026-06-08
Expense Approval WorkflowSarah ChenPer Transactioneffective2026-05-102026-08-10
Vendor Onboarding Due DiligenceRaj PatelPer Vendorneeds-improvement2026-05-032026-06-03
Intercompany ReconciliationEmma ThompsonMonthlyeffective2026-05-122026-06-12
Payroll ReviewLisa ParkBi-weeklyeffective2026-05-142026-05-28
Access Control ReviewMike JohnsonQuarterlyeffective2026-03-152026-07-15
FX Transaction AuthorizationMike JohnsonPer Transactioneffective2026-05-112026-08-11